Unit 12 – Form 5500/Auditors

Unit 12 explores Forms 5500: the types of forms, filing deadlines, who must sign, penalties for filing late, and when the filing must include an independent audit.

If you have any questions, please contact your dedicated plan representative.

Disclaimer: This course is designed to provide general education and should not be construed as tax or legal advice for any attendee/viewer. The course and its supporting materials are purely for educational purposes and do not guarantee any particular outcome from an interaction with a government agency, such as the Internal Revenue Service or the Department of Labor, nor is this course designed to prevent any potential legal action against the plan or its fiduciaries. Participation in this course does not create an attorney-client relationship between Ferenczy Benefits Law Center and the attendee/viewer. Notwithstanding the foregoing, it is likely that successful completion of The 15-Minute Fiduciary will demonstrate your efforts to educate yourself and understand your fiduciary duties.