09May

FLASHPOINT: DOL FIDUCIARY RULES: WHERE THE HECK ARE WE NOW?

As we discussed in our FlashPoint entitled, “Did the 5th Circuit Kill the Fiduciary Rule?” on March 15, 2018, the 5th Circuit Court of Appeals vacated the Department of Labor’s (DOL) fiduciary regulations and the related prohibited transactions in relation to investment advice. (For purposes of this FlashPoint, we will call these the “New […]

Posted by Marta Ward
On May 9, 2018
BICE, DOL, FLASHPOINT
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31Aug

FlashPoint – The New Fiduciary Regs: A Practical Review – Part III

This is the third and final part to our “Practical Review” of the new fiduciary rules issued by the Department of Labor (D OL). This installment will look at how the rules have been accepted by the benefits com m unity and what we hear or think practitioners are doing to prepare for compliance. (Of […]

Posted by Ilene Ferenczy
On August 31, 2016
BICE, DOL, Fiduciary Regulations
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18Apr

FlashPoint – The New Fiduciary Regs: A Practical Review – Part I

Okay, here is the FBLC take on the new DOL fiduciary regulations. As in the past with prior proposals, we have broken our response into different parts. Today’s information will look to give just some broad rules and structure of the Regulation, itself, which defines what makes someone an advice fiduciary and what that means. […]

Posted by Ilene Ferenczy
On April 18, 2016
DOL, Fiduciary Regulations, IRA
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